The Institute Digest 02/11/22
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European Commission: Preventing money laundering and terrorist financing across the #EU. How does it work in practice?
https://bit.ly/3zyZbWu
Download the Report: https://bit.ly/3zy3Tni (PDF)
Isle of Man Financial Services Report 2022
https://bit.ly/3ftlIgM (PDF)
Solicitors Regulation Authority: Anti Money Laundering annual report 2021-22
https://bit.ly/3TYqIsy
The Law Society of Northern Ireland Annual Report
https://bit.ly/3fmj10v
Ben Johnson asks: When is a tick-box not a tick-box?
https://bit.ly/3NoA0vF
‘The Scammer House of Horrors’ - a free downloadable book that aims to warn the nation about the dangers of fraud
https://bit.ly/3Fy2pgH
Financial Crime in the age of hybrid warfare
https://bit.ly/3TWP99U
THE FINANCIAL CONDUCT AUTHORITY (FCA) announces a fine for specialist mortgage lender Gatehouse Bank for significant weaknesses in its financial crime systems and controls. Dr. Angelika Hellweger highlights the issues
https://bit.ly/3N8f8IU
This article focuses on the measures in Part 2 of the Economic Crime Bill which are intended to improve financial information on Companies House
https://bit.ly/3h2olqc
Tax authorities have arrested eight people over alleged “organised criminal attacks” on R&D tax breaks.
https://bit.ly/3Tbu8Hv
Stacy Keen: The UK and US have agreed to enhance their cooperation in implementing financial sanctions
https://bit.ly/3zzEYzI
The SRA has fined Scarborough law firm Pinkney Grunwells £2,000 and ordered it to pay £600 in costs over its failure to put in place anti-money laundering (#AML) provisions.
https://bit.ly/3WgeSvD
"The European Union (EU) is a pioneer in digital regulation, and the breadth of #MiCA means that it will have a significant global impact..." - Justin Williams, Davina Garrod, Peter Altman, Ezra Zahabi, Jenny Arlington and Alex Armytage
https://bit.ly/3TWPOIq
Law enforcement and the private sector strengthen cooperation in fight against intellectual property crime
https://bit.ly/3Dpcudn
Q&A on the Dubai Financial Services Authority's new Crypto Token Regime
https://bit.ly/3sRyeK6
Germany publishes draft Sanctions Enforcement Act II
https://bit.ly/3DRoGFb
The Institute Committee is:
Guidehouse | Beyond | Lucinity | Complyport | Efficient Frontiers International - Learn More: https://bit.ly/3N8ILd8 (PDF)
#antimoneylaundering #fintech #regtech #financialcrime #organisedcrime #cybercrime #lawenforcement #policing #scams #crime #ESG #Corruption #Banking #crypto #cryptocurrency #digitalassets #regulation #compliance #sanctions #regulatoryaction #AML
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- Upcoming EMIR Margin Rules
- Potential reform of corporate criminal liability for economic crime
- ICO: Can you afford a data breach?
- ICA Information Sessions
- Publication of the Criminal Finances Bill 2016-17
- Managers' Transactions – Restrictions and Notification Requirements
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- Callcredit Fraud Summit
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- EU extends Russian sectoral sanctions
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- DOJ announces new FCPA pilot program to promote self-reporting
- OFAC issues regulations implementing new sanctions targeting Hizballah
- French anti-corruption developments: Sapin II law proposes new anti-corruption rules for businesses
- Sanctions update – creation of Office of Financial Sanctions Implementation and changes to UK financial sanctions regime
- Recent developments in Scottish and English bribery enforcement
- No Suremime-type duty of care owed directly to customer in connection with past business review
- Final ESMA Guidelines on UCITS V remuneration provisions: ESMA addresses the application of the proportionality principle under UCITS V and AIFMD
- Corporate Crime Monthly Update March 2016
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